Role and Sequence Validation
Confirms each evaluation step was completed by the correct function (1LOD, 2LOD, Senior Management) in the correct order. Approvals bypassed or performed out of sequence surface before they become supervisory findings.
AI Audit Readiness
Continuous audit of every process step against regulatory requirements. Runs on your institution's own approved models. No data leaves your environment.
The Challenge
The OG Workflow captures the governance process. But compliance teams need to monitor SLAs, log DORA incidents, maintain the Register of Information, track regulatory deadlines, and present a structured evidence pack when an inspection arrives. All without days of manual preparation.
Solution Modules
AI compliance monitoring that runs continuously across the Workflow's governance record, surfacing gaps before supervisors find them.
Regulatory Deadline Monitoring
Step timestamps are cross-referenced against DORA, EBA, and BoG timelines. A live exceptions report is generated with named accountable owners.
Continuous Process Audit
The system reads every workflow record against codified EBA/GL/2019/02, DORA, and BoG requirements and flags deviations as they occur.
Portfolio Coverage Visibility
A live view of overdue reviews, expiring due diligence, and unconfirmed notifications. Exposure is visible across the entire portfolio, not just per arrangement.
On-Demand Audit Evidence Pack
A timestamped process trail for any arrangement, with role attribution and mapping to the applicable regulatory requirement. Inspection preparation takes minutes.
Built on Approved Infrastructure
Runs exclusively on the bank's own approved models, fully aligned with AI governance policy and third-party technology risk obligations under DORA.
Talk to us about your institution's obligations.